Form ADV

Last Updated:

What is Form ADV?

Form ADV is a required submission to the U.S. Securities and Exchange Commission (SEC) by a professional investment advisor that specifies the investment style, assets under management, and key officers of the firm. The form consists of two parts:

• Part 1 contains information about the investment adviser's business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees.
• Part 2 is a narrative brochure that includes information such as the types of advisory services offered, the adviser's fee schedule, disciplinary information, conflicts of interest, and the educational and business background of management and key advisory personnel.

Availability of Form ADV

Once our Form ADV is filed with the SEC, qualified investors may request a copy of our Form ADV by contacting us through our website's contact form. Please include your name, organization, and contact information in your request.

We are committed to transparency and will provide this information to qualified investors upon request, subject to our privacy policy and applicable regulations.

Regulatory Status

Volarium Capital is preparing to register as an investment adviser with the appropriate regulatory authorities. Registration as an investment adviser does not imply a certain level of skill or training.

We adhere to all applicable laws and regulations governing investment advisers, including:

• The Investment Advisers Act of 1940
• Applicable state securities laws
• Anti-money laundering regulations
• Privacy regulations

Fiduciary Duty

As an investment adviser, Volarium Capital acknowledges its fiduciary duty to clients. This means we are committed to:

• Acting in the best interest of our clients
• Providing full and fair disclosure of all material facts
• Avoiding conflicts of interest, or fully disclosing them when they cannot be avoided
• Obtaining best execution for client transactions
• Providing suitable investment advice
• Maintaining client confidentiality

Contact Information

For questions regarding our Form ADV or regulatory status, please contact us through the contact form on our website. We will respond to qualified investors as promptly as possible.